Advanced Regulatory Reconciliation

Regulatory reconciliations are complex and can consume a disproportionate amount of resources if executed internally.

Our end-to-end Advanced Regulatory Reconciliation managed service provides an independent assessment of the completeness of your regulatory reporting to identify under and over-reporting.

Key features

  • Identifies mismatches of data (price, quantity, product difference etc) between your firm’s trading systems and what has been reported to the regulator
  • Tailored to the specific formats and native values of your systems
  • All data sources are reconciled and high volumes easily accommodated
  • Full visibility of reconciliation issues
  • For MiFIR, EMIR, DFA/CFTC, SFTR, HKMA, ASIC and other G20 regulations including UK and EU versions of the regimes.

What do you get?

Advanced regulatory reconciliations are delivered as a managed service at a frequency that you require – usually monthly or quarterly depending on your trading volumes.

Following each test run, clients receive a summary reconciliation report, detailed management information and fully quantified findings including reported and non-reported trades.

Advanced Regulatory Reconciliation

For a free healthcheck of your reporting, please get in touch

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