Advanced Regulatory Reconciliation

Regulatory reconciliations are complex and can consume a disproportionate amount of resources if executed internally.

Our end-to-end Advanced Regulatory Reconciliation managed service provides an independent assessment of the completeness of your regulatory reporting to identify under and over-reporting.

Key features

Identifies mismatches of data (price, quantity, product difference etc) between your firm’s trading systems and what has been reported to the regulator
Tailored to the specific formats and native values of your systems
All data sources are reconciled and high volumes easily accommodated
Full visibility of reconciliation issues
For MiFIR, EMIR, DFA/CFTC, SFTR, HKMA, ASIC and other G20 regulations including UK and EU versions of the regimes.

What do you get?

Advanced regulatory reconciliations are delivered as a managed service at a frequency that you require – usually monthly or quarterly depending on your trading volumes.

Following each test run, clients receive a summary reconciliation report, detailed management information and fully quantified findings including reported and non-reported trades.

Advanced Regulatory Reconciliation

For a free healthcheck of your reporting, please get in touch

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