Compliance and Research
Our compliance and research services provide software solutions to help financial institutions manage their operational and regulatory risk.
From managing regulation and rulebooks on one digital platform and detecting market abuse via our trade and communications surveillance solution to overseeing the value and distribution of research, our compliance and research services are designed to make life easier for operations and compliance professionals.
Surveillance Solutions
Our proprietary surveillance solutions provide both trade and communications monitoring on one system to help middle office and compliance teams comply with market abuse regulations and detect spoofing, layering and other forms of market manipulation.
Research Management
Our research management platform helps research managers oversee and report on the ‘broker vote’ (i.e. the value of services such as research) including compliance with unbundling and fair value rules. In addition, our platform provides access to a comprehensive network of hundreds of research providers and reports.
Single Rulebook
Single Rulebook is Kaizen’s easy-to-use software solution that enables you to search, share and manage regulatory rules on one digital platform.
