Our proprietary surveillance solutions provide both trade and communications monitoring on one system to help middle office and compliance teams comply with market abuse regulations and detect spoofing, layering and other forms of market manipulation.
Our research management platform helps research managers oversee and report on the ‘broker vote’ (i.e. the value of services such as research) including compliance with unbundling and fair value rules. In addition, our platform provides access to a comprehensive network of hundreds of research providers and reports.
Single Rulebook is Kaizen’s easy-to-use software solution that enables you to search, share and manage regulatory rules on one digital platform.