Asset type — Blogs Blogs Thu 6 Mar, 2025 FCA tells buy-side CEOs that market abuse is a supervisory priority for 2025 Read more Blogs Thu 6 Feb, 2025 FCA confiscation order demonstrates that insider dealing doesn’t pay Read more Blogs Thu 30 Jan, 2025 FCA issues its first transaction reporting fine under MiFID II Read more Blogs Tue 28 Jan, 2025 FCA highlights linkages between market abuse and money laundering, with another Dear CEO letter Read more Blogs Wed 18 Dec, 2024 FCA’s Discussion Paper starts to shape the UK’s Market Abuse Regime for Crypto Assets Read more Blogs Mon 2 Dec, 2024 What’s on the horizon for Securities Financing Transaction (SFT) Reporting in 2025? Read more Blogs Mon 21 Oct, 2024 ASIC and MAS Rewrites go live – what’s changed? Read more Blogs Mon 21 Oct, 2024 FCA pushing firms to be more intrusive when trading for ‘obfuscated overseas aggregated accounts’ Read more Blogs Wed 9 Oct, 2024 ESMA MiFIR Review: Key changes proposed to MiFIR Transaction Reporting (RTS 22) Read more Blogs Wed 21 Aug, 2024 High stakes mean compliance monitoring of unauthorised communications required Read more Blogs Fri 16 Aug, 2024 FCA Market Abuse Surveillance TechSprint – What We Learned Read more Blogs Mon 5 Aug, 2024 Insider dealing related STORs back into pole position in Europe Read more Pages: 123456789101112131415161718192021222324252627Load more
