We work in partnership with leading organisations and trade bodies who share our passion for improving the way firms work with regulation and the quality of regulatory reporting.

London Stock Exchange

In 2016, the London Stock Exchange Group (LSEG) and Kaizen Reporting announced a partnership between UnaVista, the LSEG’s global regulatory reporting platform, and Kaizen Reporting.

The partnership provides UnaVista’s clients access to Kaizen Reporting’s ReportShield™service, which offers quality assurance testing of MiFID transaction reports at a field level, as well as governance training and consultancy.

Read more

Elixirr

Kaizen and Elixirr, the challenger consultancy, announced a partnership in 2018 to deliver a complete end-to-end regulatory reporting remediation service for financial institutions. The partnership aims to collaboratively offer clients greatly-improved assurance testing, governance and support on their trade and transaction reporting remediation projects.

It is a significant milestone in responding to the increasing levels and complexity of regulation faced by the industry. Kaizen is unique in its approach to compliance assurance, checking every single item of transaction data for accuracy and completeness, while Elixirr provides practical and hands on support to resolve the reporting issues highlighted by the Kaizen assurance assessment.

Read more

Alpha

Alpha FMC, a global leader in asset and wealth management consultancy, and Kaizen Reporting, entered into a partnership in 2019 to collaborate on providing a “health check” for specialist wealth managers and smaller asset managers by providing independent transaction reporting assessments.

The new proposition sees Kaizen’s proprietary testing technology combine with Alpha’s wide-ranging global asset and wealth management expertise to provide independent and expert assurance to wealth and asset managers that their transaction reporting arrangements meet the standards required by MiFID II.

Read more

FAI Comply

Based in Cyprus, FAI Comply is a key player in the field of regulatory compliance and licensing advisory for companies looking to establish a presence in the EU and thus be fully harmonised and regulated in the provision of investment services within the EU as well as the global markets.

The company operates out of Cyprus with a broad network of partners and associates in international markets whose experience spans both within and beyond the EU domain.

deltaconX

deltaconX is a full-service provider offering a unique software & support package catering for global financial, energy and commodity trading, as well as non-financial organisations, enabling them to meet their various regulatory reporting obligations such as EMIR EU & UK, MiFIR/MiFID II EU & UK, SFTR EU & UK, FinfraG/FMIA, MAS, USDF and REMIT within a unified platform. Advanced exception, data and reconciliation management functionalities as well as flexible integration methods reduce efforts and the total costs of ownership to a minimum.

Point Nine

Point Nine is an industry-leading team of experts specialising in trade processing and reporting. Point Nine was founded in 2002 and has recently become a dedicated regulatory reporting firm, providing trade/transaction reporting services to legal entities across the globe.

Point Nine collaborates with both buy- and sell-side financial firms, service providers, and corporations to help them ensure high-quality and accurate regulatory reporting to remain compliant with the following regimes: EMIR, MIFIR/MIFID, SFTR, FingfraG, ASIC, Canadian. 

Read more

Smartstream RDU

We are proud to work with Smartstream RDU. Financial institutions are critically dependent on high quality reference data to ensure that they can successfully trade electronically, automate their operations and report accurately to regulators. Large institutions spend millions of dollars to improve data quality, fix data issues and manage the exceptions that occur due to bad data.

The SmartStream Reference Data Utility (RDU) offers a simple solution to satisfy those complex reference data needs, by providing a high quality security master built using industry best practises. The RDU is the product of an initiative developed in close association with demanding global institutions and has been proven to deliver dramatically better quality data at lower cost.

Read more