Report and monitor shareholding disclosures confidently. Simplify processes and save time.

Stay on top of the ever-changing 400+ global shareholding disclosure requirements and rules. Reduce operational risks and fines by removing your reliance on spreadsheets and manual processes.

See how the system works in our video →

Powered by an advanced regulatory rules engine

The Shareholding Disclosure System is an easy-to-use interface powered by a customised rules engine. 

It’s been built by specialists who have shared your challenges and frustrations firsthand. Their aim was to automate the most difficult and time-consuming aspects of shareholding disclosures to make your job easier, save your team time, and reduce regulatory risk and exposure for your firm.

See how we helped a Tier 1 investment bank under the scrutiny of the UK Panel on Takeovers and Mergers: View the Case Study. 

Features

Our service meets all requirements for long and short disclosures, takeover regimes (including UK Takeover Panel), sensitive industries, issuer requests and research disclosures. Other features include:

  • Disclosure alerts
  • Auditable workflow
  • Ability to add comments, upload/download documents
  • Position searches
  • Ad hoc reports
  • Links to relevant regulation
  • Information on filing the disclosure
  • Management information dashboard
  • 2nd factor security authentication.

The platform covers rules provision and interpretation specific to your business model, including supporting documentation for approval. The rules engine can be configured to specification/rules interpretation.

Support

Support includes:

  • Technical: Rules engine processing, user interface, database administration
  • Business: Rule changes/monitoring
  • Project management
  • Training.

Kaizen provides a watching brief over changes in rules and regulation and updates are promptly actioned. 

Schedule a demo of our Shareholding Disclosure System

Find out how we can help you save time and costs and reduce risk.

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