Automate your monitoring and reporting for faster, simpler and more accurate work.
- Covers 400+ global rules, 95+ jurisdictions
- Designed by compliance experts
- Tailored to your business
- Powered by aosphere’s Rulefinder service.
Stress-free compliance for Shareholding Disclosures
A platform and service solution built uniquely for you
We don’t believe in a ‘one size fits all’ approach. We make life easier by providing both the platform and the regulatory expertise, tailored to your business requirements.
Simplify the complexity of Shareholding Disclosure
Long, short, major shareholding, takeover panels…
Meets all requirements across 95+ countries for:
- Long and short disclosures
- Takeover regimes including UK Takeover Panel
- Sensitive industries
- Issuer requests
- Articles of association.
Key features
- Disclosure alerts
- Rules library by aosphere, an affiliate of Allen and Overy
- Pre-populated disclosure forms
- Auditable workflow
- Position searches
- Ad hoc reports
- Links to relevant regulation
- Information on how to file the disclosure
- Management information dashboard
- Ability to add comments and upload/download documents
- 2nd factor security authentication.
Tailored to you
We tailor our platform to your requirements and provide ongoing regulatory support, including:
- Rules provision and interpretation specific to your business model, including supporting documentation
- A rules engine configured to specification/rules interpretation
- A watching brief over changes in rules and regulations by our in-house experts.
Why choose Kaizen's Shareholding Disclosure Service?
1. We understand the challenges you face
Our Shareholding Disclosure Service is more than just a smart piece of technology. It’s been designed by experts with years of first-hand experience working in shareholding disclosure compliance, and these experts are on hand to provide support and guidance alongside the platform should you need it.
“My 13 years’ of in-house shareholding disclosure compliance in four of the Tier 1 banks has been applied to every part of our service to make life simple for you.”
Angie Huff – Regulatory Advisory Director, Kaizen Reporting
2. We are Takeover Panel experts
Other providers of Takeover Panel reporting do not always cater for all of the disclosure requirements. We do. Just provide us with your trades and positions and we will deliver the pre-populated disclosure forms to you ready to file within those aggressive deadlines. Find out more in our case study on UK Takeover Panel.
3. We work in partnership with you
Not every compliance department has the resources to dedicate to shareholding disclosure monitoring and reporting. However the consequences of getting it wrong are severe. This is where we come in with the regulatory expertise and the automated platform to make it simple for you.
“We have found them extremely knowledgeable in this niche area. Their interpretation services have been crucial in supporting our compliance team as we operate in a multitude of different geographic locations with a diverse set of businesses.”
Group Head of Risk and Regulatory Compliance – Global Asset Management Firm
Shareholding Disclosure Service
Get a demo of our service
See how Kaizen’s Shareholding Disclosure Service can make life easier for you.