Kaizen’s Market Abuse Regulation (MAR) Training course is designed to help compliance professionals understand their obligations under MAR in order to effectively identify, prevent, and report market abuse across trading and communications activities. The training course is led by Simon Appleton, one of the UK's leading experts on MAR.
This comprehensive virtual course provides participants with essential knowledge of Market Abuse Regulation (MAR) compliance requirements including reporting obligations, insider dealing prohibitions, market manipulation detection and market abuse prevention controls.
Attendees will also gain an understanding of industry best practices and regulatory expectations by analysing real-world case studies to ensure participants can confidently apply MAR compliance frameworks within their organisations.
This course is aimed at compliance officers, risk managers, traders and fund managers. It is also suitable for legal counsel, internal audit, and anyone responsible for MAR oversight.
Attendees will develop comprehensive knowledge of MAR obligations, enabling them to effectively identify potential market abuse, implement robust surveillance controls, fulfil reporting requirements, and maintain regulatory compliance across trading and investment activities.
£375 plus VAT (£450.00) Early Bird Special
Standard virtual training rate
NB – Clients will be invoiced the fees. Non-clients can pay by credit card when registering.
Simon Appleton
Market Abuse, Surveillance Director
Simon brings over 35 years of market abuse surveillance expertise, including senior roles at regulatory bodies like the FCA where he detected, investigated, and developed complex market abuse cases leading to criminal and civil convictions. As former Head of Exchange Operations at SWX Swiss Exchange, he led their Market Supervision and Control team. He spent twelve years in senior consultancy helping investment firms, ARMs, and trading venues establish robust market abuse and surveillance.