SFTR Daily Controls

With growing regulatory attention on SFTR delegated reporting arrangements, particularly for buy-side firms using agent lenders, our SFTR Daily Controls can be active within days and ensures that your reporting obligations are met—accurately, efficiently, every day.

Reconcile trade repository records with the agent lender data
Flag over-reporting (e.g. unclosed loans)
Detect under- or late reporting
Verify loan and collateral balance

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Remove the risk of costly investigation, remediation and potential sanctions

When firms outsource securities lending, agent lenders report under SFTR via the industry-standard Master Regulatory Reporting Agreement. However responsibility for accurate reporting still rests with the firm.

The agreement includes no mechanisms for clients to ensure reporting is complete, accurate, or timely.

Increased regulator scrutiny

Kaizen is aware of increased scrutiny from regulators on buy-side firms’ SFTR delegated reporting arrangements. This is in response to an issue whereby an agent lender had not closed open loan positions for a number of customers.

Why Choose Our SFTR Daily Controls?

Quick and Easy Setup – standalone tool, live in days.
Full Oversight – automated MI and control reports for delegated SFTR reporting.
Loan Monitoring – tracks open loans to prevent overstated position reporting.
Collateral Accuracy – real-time monitoring reduces the risk of loans appearing under-collateralised.
Risk Reduction – minimises exposure to potential default, solvency, and regulatory reporting issues.
Audit Ready – clear audit trail keeps you prepared for regulator queries.

Reduce risks in a volatile market

Incorrect collateralisation of your lending or reports that signify under-collateralisation could be a material risk to your portfolio. Accurate and timely data allows you to make business decisions quickly and with confidence.

Want to know more?

Please get in touch to arrange a call with one of our regulatory specialists and see how our SFTR Daily Controls can help you.

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