MiFIR Transaction Reporting Core Training
Our CPD-accredited MiFIR Transaction Reporting training course is led by David Nowell, one of the UK's leading experts on MiFIR reporting, providing a comprehensive understanding of the requirements.
Course overview
This virtual course* will provide delegates with a core understanding of MiFIR transaction reporting requirements. It covers the regulatory drivers, the reporting scope, trading scenarios and the key fields that comprise a MiFID transaction report.
*Please note we are running this course virtually over two days, split into two 2 hour sessions.
Who is it for?
The course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in the MiFID reporting process.
What are the benefits?
Learners will gain a greater understanding of the MiFIR transaction reporting requirements to reduce the risk of inaccurate reporting which can lead to large remediation projects and regulatory sanctions.
What does it cost?
£499 plus VAT (£598.80)
Standard virtual training rate
NB – Clients will be invoiced the fees. Non-clients can pay by credit card when registering.
All our training courses are virtual events via video conferencing. Once you have purchased a ticket via Eventbrite, the joining details will be emailed to you within two working days.
For an in-house course for you and your team, please send an email to our Training Service Team.
Topics covered
- Regulatory drivers behind the transaction reporting regime
- Reporting scope – the entities which have a transaction reporting requirement
- Instruments within scope and what constitutes execution of a transaction
- Systems and controls required for transaction reporting
- Legal entity identification and private individual identification standards
- Instrument reference data standards
- How to build a basic transaction report
- The fields that comprise a transaction report.
Meet the Trainer
David Nowell
Senior Regulatory Consultant
David is a leading expert on MiFIR transaction reporting and EMIR trade reporting with 35+ years of financial services experience. He shaped transaction reporting rules as Technical Specialist at the FSA, where he was the UK’s European representative. Former roles include Head of Transaction Reporting at Credit Suisse and Head of Compliance for LSE’s UnaVista. David developed industry-accredited training courses and serves as independent non-executive director of KOR Reporting.