Who is it for: This half-day course will benefit employees of financial institutions who are already involved in transaction reporting or coming new into transaction reporting.

Benefits: Attendees will gain a greater understanding of the MiFIR transaction reporting requirements to reduce the risk of inaccurate reporting which can lead to sanctions.

Overview: This training course will enable candidates to have a good core understanding of the MiFIR transaction reporting requirements and the fields that comprise a transaction report. The course also includes an exam that will enable candidates to demonstrate their understanding of the transaction reporting requirements.

Meet the Trainer

Training is an integral part of the systems and controls that a company needs to have in place to be reporting accurately.

David Nowell

Kaizen’s Senior Regulatory Reporting Specialist David Nowell is one of the UK’s foremost trade and transaction reporting experts and brings a wealth of experience to his role as trainer.

To find out more read David’s bio.

The workshop will cover

  • Regulatory drivers behind the transaction reporting regime
  • Reporting scope—the entities which have a transaction reporting requirement, the instruments within scope and what constitutes execution of a transaction
  • Systems and controls required for transaction reporting
  • Legal entity identification and private individual identification standards
  • Instrument reference data standards
  • How to build a basic transaction report
  • The fields that comprise a transaction report

We will be launching MiFIR trade reporting training workshops shortly.

For bespoke options and enquiries: