MiFIR Reporting Core Training

Our CPD-accredited MiFIR Transaction Reporting training course is led by Simon Appleton, one of the UK's leading experts on MiFIR reporting. The half-day course provides a core understanding of the requirements.

Meet the Trainer

Trainer profile

Simon Appleton

Director, MiFID II Transaction Reporting Subject Matter Expert

Simon has over 30 years’ transaction reporting experience working at regulatory bodies, trading venues and for the last twelve years in a consultancy role helping banks, brokers, asset managers, wealth managers, ARMs and trading venues meet their MiFIR transaction reporting obligations.

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““Excellent content, delivered to a very high standard””

Russell Nethercot – Traction Fintech

Costs

  • £270 plus VAT (Standard virtual training rate)

We do not currently have any virtual classroom sessions scheduled, however to register your interest for our next session, please contact our Training Service Team.

Course overview

This half day course* will provide delegates with a core understanding of MiFIR transaction reporting requirements. It covers the regulatory drivers, the reporting scope, trading scenarios and the key fields that comprise a MiFID transaction report. 

The course also includes an exam that will enable candidates to demonstrate their understanding of the transaction reporting requirements.

*Please note we are currently running this course over two days, split into two 2 hour and 30 minute sessions. 

Who is it for?

The course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in the MiFID reporting process.

Benefits

Attendees will gain a greater understanding of the MiFIR transaction reporting requirements to reduce the risk of inaccurate reporting which can lead to sanctions.

Topics covered

  • Regulatory drivers behind the transaction reporting regime
  • Reporting scope – the entities which have a transaction reporting requirement
  • Instruments within scope and what constitutes execution of a transaction
  • Systems and controls required for transaction reporting

 

  • Legal entity identification and private individual identification standards
  • Instrument reference data standards
  • How to build a basic transaction report
  • The fields that comprise a transaction report.

Find out more and book your place

For further details about Kaizen's MiFIR Reporting Core Training course and to book your place, please visit our Eventbrite page.

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