Advanced Regulatory Reconciliation

Regulatory reconciliations are complex and can consume a disproportionate amount of resources if executed internally.

Our end-to-end Advanced Regulatory Reconciliation Service tests for the completeness of regulatory reporting by comparing the raw data in your trading systems with the data received by the regulator.

Key features

  • Identifies mismatches of data (price, quantity, product difference etc) between your firm’s trading systems and what has been reported to the regulator
  • More comprehensive than standard reconciliations which do not typically check as far back as the trading system
  • All data sources are reconciled and high volumes easily accommodated
  • Developed by regulatory specialists including former regulators
  • Includes detailed management information and findings including reported and non-reported trades
  • For MiFIR, EMIR, DFA, SFTR, HKMA, ASIC and other G20 regulations including UK and EU versions of the regimes.

100% coverage

Identifies over and under-reporting and mismatches of data

What do you get?

Advanced regulatory reconciliations are delivered as a managed service at a frequency that you require – usually monthly or quarterly depending on your trading volumes.

Clients receive a summary reconciliation report following each test run which includes management information and detailed results including any errors and fully quantified findings.

Full results

Includes detailed management information and findings

Is your regulatory reporting complete?

To find out, or for a conversation with one of our regulatory specialists please get in touch.

Contact Us