Our Completeness Controls solution provides independent assurance that all reportable activity has been identified, reported and submitted correctly.

Delivered through the Kaizen Hub, the solution combines reconciliation, eligibility testing and regulatory expertise to help firms identify reporting gaps, strengthen controls and improve confidence in their reporting completeness.

Our MiFIR Subject Matter Expert Matthew Vincent explains regulatory expectations on completeness

Completeness is about proving nothing has been missed

Our Completeness solution independently tests reporting populations from source systems through to regulatory submissions.

By combining reconciliation, eligibility testing and business rule assessment, firms can identify:

  • Under-reported activity
  • Over-reported activity
  • Eligibility gaps
  • Lifecycle reporting issues
  • Systematic control weaknesses.

Rather than relying solely on internal controls, firms gain an independent layer of assurance supported by regulatory expertise and delivered through the Kaizen Hub.

Integrated within the Kaizen Hub

Our platform brings together reconciliation results, analytics and workflow management in a single environment.

Teams can investigate findings, track remediation activity and maintain evidence of their reporting controls and governance activities.

Firms have greater visibility into ongoing reporting quality and stronger oversight.

Continuous assurance for evolving reporting expectations

Kaizen’s Completeness testing is evolving beyond periodic reconciliation exercises toward more continuous and integrated assurance. To find out more about what comes next, please get in touch.

Strengthen confidence in reporting completeness

See how Kaizen's Completeness Controls can help you spot gaps earlier, investigate issues faster and improve confidence in reporting controls.

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