Join Kaizen and PIMFA in this free webinar where we will be discussing why the FCA is so unrelenting in its demands for complete and accurate transaction reporting and what essential steps firms need to take to stay on the right side of the regulator.
Speakers include our very own David Nowell and PIMFA’s Senior Policy Advisor, Kevin Sloane.
Key areas of focus include:
- What the regulator expects from firms
- Importance of quality assurance testing
- What ‘reconciliation’ actually means
- How to avoid common pitfalls
- Latest information from the regulator
If you require more information please email email@example.com.