In this video, Kaizen’s Senior Regulatory Reporting Specialist David Nowell talks about what we can expect to see from MiFID II transaction reporting in 2021.
David, a former FCA regulator, covers the following topical issues:
- What can we expect from see from MiFID II in the coming months?
- What are the main MiFID II reporting issues that firms should be looking out for?
- What is the difference between FCA Transaction Reporting and EU Transaction Reporting?
- What should firms have in place now that the UK has left the EU? What likely changes might we expect to see down the line?
- What are regulators expecting now?
- What are the main risks of poor regulatory reporting practice?
- For a virtual discussion of your own with David or one of our regulatory reporting specialists, please contact us.