A complete regulatory reporting governance structure designed by the former head of the FCA’s Transaction Monitoring Unit.

  • Key facts:

    • A full governance framework and suite of policy and guidelines documentation
    • Addresses control and governance issues identified in FCA fines for MiFID reporting
    • Tailored to your business’s internal arrangements and reporting policies
    • Represents the leading thinking on supporting controls for vanilla and more complex trading environments
    • Well received by the FCA.
  • What do you get?

    • Reporting risk and accountability framework tailored to your firm
    • All policy documentation
    • Expertise and support from the Kaizen helpdesk and regulatory reporting wiki
    • CPD-accredited training on reporting obligations delivered by Kaizen’s regulatory experts.

  • ReportShield quality assurance

    Kaizen’s control framework works as a standalone service but is most effective when delivered alongside the additional components of our ReportShield suite of quality assurance services:

    Contact us to discuss your regulatory governance requirements and find out how we can give you peace of mind and confidence in your reporting.