MiFIR Reporting Core Training
Our CPD-accredited MiFIR Transaction Reporting training course is led by David Nowell, one of the UK's leading experts on MiFIR reporting. The half-day course provides a core understanding of the requirements.
Meet the Trainer
David Nowell
Senior Regulatory Reporting Specialist
David has over 30 years’ financial services experience on both sides of the regulatory fence, having worked previously for the FCA, Reuters, Credit Suisse and the London Stock Exchange. David was a Technical Specialist within the Transaction Monitoring Unit at the FCA, where he was responsible for shaping the transaction reporting rules and providing guidance to UK firms.
Read bioCourse overview
This half day course will provide delegates with a core understanding of MiFIR transaction reporting requirements. It covers the regulatory drivers, the reporting scope, trading scenarios and the key fields that comprise a MiFID transaction report.
The course also includes an exam that will enable candidates to demonstrate their understanding of the transaction reporting requirements.
Who is it for?
The course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in the MiFID reporting process.
Benefits
Attendees will gain a greater understanding of the MiFIR transaction reporting requirements to reduce the risk of inaccurate reporting which can lead to sanctions.
Topics covered
- Regulatory drivers behind the transaction reporting regime
- Reporting scope – the entities which have a transaction reporting requirement
- Instruments within scope and what constitutes execution of a transaction
- Systems and controls required for transaction reporting
- Legal entity identification and private individual identification standards
- Instrument reference data standards
- How to build a basic transaction report
- The fields that comprise a transaction report.