Regulation Roundup – Rewrites, Reviews and Opportunities Beyond the Deadlines
In this wide-ranging article from DerivSource, Kaizen’s Senior Regulatory Reporting Specialist Alan McIntyre focuses on the opportunities for firms presented by the CFTC Rewrite, which is now less than four months away.
“First and definitely foremost, the CFTC will expect firms to invest diligent efforts into the verification, correction and notification process. The regulatory intent here is clear. They want to see more accurate data that is continually trending towards better quality.
“The CFTC Re-write has been a long time in the making and is heavily focused on data quality.”
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