Comply with your MiFID reporting obligations

 

  • What is MiFID and what needs to be reported?

    The Markets in Financial Instrument Directive (MiFID) requires banks, asset managers and trading firms to report details of their transactions to their National Competent Authority.

    Transactions include any financial instruments admitted to trading on a regulated market or prescribed market and any over-the-counter (OTC) trades.

    “The ability of firms to submit accurate and complete transaction reports is essential if they are to be in a strong position to meet the more complex requirements of MiFIDII/R.”

    FCA, MarketWatch 50 newsletter

  • Kaizen can help you become fully compliant with MiFID

    Our award-winning quality assurance service ReportShield is helping a number of firms meet the reporting and control requirements of TRUP 3.1 and the Senior Managers Regime.

    ReportShield is designed by our Founder and CEO Dario Crispini who was the head of the FCA’s Transaction Monitoring Unit when MiFID was introduced in 2007.  Its components include:

    ReportShield provides 100% coverage so you can be confident that all errors will be detected.

  • Are you fully compliant with MiFID?

    Compliance with MiFID paves the way for compliance with MiFID II.

    Contact us for a chat about your MiFID reporting challenges and find out how we can help. 

    Click on the image above to view a PDF copy our MiFID product sheet