Who is it for? Anyone involved in SFTR implementation from both sell-side and buy-side investment firms, corporate treasuries engaged in SFT business, CCPS, CSDs, triparty agents, agent lenders with own account SFT business or delegated reporting to deliver. 

Benefits: Attendees will gain a detailed understanding of the SFTR reporting requirements to ensure a high level of regulatory compliance at go-live in 2020.

Overview: This half-day course will provide a detailed overview of the reporting requirements and an in-depth study of how to comply with the regulation. We will thoroughly review the scope, nature of reportable activities and how to complete reports. Appropriate controls, standards and industry wide engagements will also be discussed.  

Meet the Trainer

SFTR reporting is broad, complex and tough to navigate. Training will give your SFTR programme a vital headstart in ensuring regulatory compliance.

Jonathan Lee

Jonathan is a recognised industry expert on SFTR. A former chair of the ICMA ERCC SFTR Taskforce and expert in a number of regulatory regimes in the transaction reporting, trade reporting, liquidity reporting and prudential supervisory space.

To find out more, read Jonathan’s bio

This course will cover:

  • Timelines
  • Regulatory drivers
  • Reporting scope
  • Entity identification
  • Report tables
  • Action types
  • Position level reporting
  • Timing of reporting
  • Building a report
  • Re-use reporting
  • Margin updates 
  • Back loading 
  • Implications on MiFIR
  • Trade repository reconciliation
  • Unique trade identifiers
  • Reconcilable fields
  • Pairing and matching challenges
  • Systems and controls for pre and post go-live.

We are happy to deliver this course in-house and tailor it to your requirements. 

For bespoke options and enquiries: