MiFIR Transaction Reporting — Kaizen Reporting

Who is it for? This half-day training course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in the MiFIR transaction reporting process.

Benefits: With this training, attendees will gain a greater understanding of the MiFIR transaction reporting requirements to reduce the risk of inaccurate reporting which can lead to sanctions.

Overview: This training course will enable candidates to have a good core understanding of the MiFIR transaction reporting requirements and the fields that comprise a transaction report. The course also includes an exam that will enable candidates to demonstrate their understanding of the transaction reporting requirements.

Book your place

Meet the Trainer

Training is an integral part of the systems and controls that a company needs to have in place to be reporting accurately.

David Nowell

Kaizen’s Senior Regulatory Reporting Specialist David Nowell is one of the UK’s foremost trade and transaction reporting experts and brings a wealth of experience to his role as trainer.

The half-day course will cover:

Regulatory drivers behind the transaction reporting regime
Reporting scope—the entities which have a transaction reporting requirement, the instruments within scope and what constitutes execution of a transaction
Systems and controls required for transaction reporting
Legal entity identification and private individual identification standards
Instrument reference data standards
How to build a basic transaction report
The fields that comprise a transaction report