Who is it for? This half-day course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in the EMIR trade reporting process.

Benefits: Attendees will gain a greater understanding of the EMIR trade reporting requirements to reduce the risk of incomplete or inaccurate reporting, which could lead to sanctions.

Overview: This CPD-accredited course is designed to give candidates a core understanding of the EMIR trade reporting requirements. It covers the regulatory drivers, the reporting scope, trading scenarios and the key fields that comprise an EMIR trade report. The course also includes an exam that will enable candidates to demonstrate their understanding of the trade reporting requirements.

Meet the Trainer

Training is an integral part of the systems and controls that a company needs to have in place to be reporting accurately.

David Nowell

Kaizen’s Senior Regulatory Reporting Specialist David Nowell is one of the UK’s foremost trade and transaction reporting experts and brings a wealth of experience to his role as trainer.

The half-day course will cover:

Fundamental concepts

  • What is EMIR trade reporting?
  • Regulatory drivers
  • ‘Trade reporting’ versus ‘position reporting’
  • Report ‘Action Types’
  • ‘Field types and the concepts of ‘pairing’ and ‘matching’ through the ‘UTI’

Reporting Scope

  • Which entities have a reporting obligation
  • What derivatives are reportable

ESMA Trading Scenarios

  • Parties to a transaction
  • OTC and ETD scenarios

Counterparty Data

  • Entity identification – organisations and individuals
  • Collateral and Valuation Reporting

Common Data

  • Trade Economics
  • Instrument Identification and classification
  • Risk mitigation and clearing fields

We are happy to deliver this course in-house and tailor it to your requirements.

For bespoke options and enquiries: