Kaizen Reporting in the news 2019
20 December 2019: Dario Crispini spoke to Drew Nicol at Securities Lending Times – UK’s FCA predicted to ramp-up non-compliance fines in 2020
18 December 2019: Dario Crispini spoke to Luke Jeffs at FOW – FCA to “dramatically increase” scrutiny in 2020 – expert
28 November 2019: David Nowell spoke to Alice Tchernookova at Practice Insight (IFLR) – MiFID II’s review path ahead.
28 November 2019: David Nowell spoke to Hugo Bromley at Practice Insight (IFLR) – Away from equities: MiFID II, Priips struggle in fixed income, derivatives
23 October 2019: Ian Rennie spoke to Alice Tchernookova at Practice Insight (IFLR) – FCA: Buyside ‘miles behind’ on SMCR journey.
22 October 2019: Jonathan Lee spoke to Lynn Strongin Dodds at Best Execution – The long and winding road of SFTR.
12 September 2019: David Nowell spoke to Thomas Helm at Practice Insight (IFLR) – Special report: Transparency makes markets safer but more complex.
4 September 2019: David Nowell spoke to James Thursfield at FOW – German consultation positions FIRDS as potential golden source.
25 July 2019: David Nowell spoke to Alice Tchernookova at Practice Insight (IFLR) – Industry bemoans ‘excessive’ rules.
11 July 2019: David Nowell spoke to Alice Tchernookova at Practice insight (IFLR) – Emir refit: frustration hits the industry as new rules come in.
11 July 2019: David Nowell spoke to Gill Wadsworth at Best Execution – The Long Goodbye.
5 July 2019: David Nowell spoke to Rachel Wolcott at Thomson Reuters – ESMA says 40% of EMIR trade reports match; sceptical reporting specialists say rate likely much lower.
1 July 2019: David Nowell spoke to Fraser Tennant at Financier Worldwide – Transaction reporting: the importance of getting it right.
12 June 2019: Chris Machin spoke to Louisa Chender at FOW – Consolidated tape post-Brexit could create competition, costs.
5 June 2019: David Nowell spoke to Justin Pugsley at Global Risk Regulator – Consequences of MiFID still unfolding ahead of pending review.
30 May 2019: David Nowell spoke to Louisa Chender at FOW – Essential Mifid II tool not yet accurate.
14 May 2019: David Nowell spoke to David Braid at Practice Insight – Goldman/UBS fines sharpen Mifid reporting compliance.
7 May 2019: David Nowell spoke to Thomas Helm at Practice Insight – Buyside at risk of Emir reporting fines.
5 May 2019: Dario Crispini spoke to Nickolas Pratt at Funds Europe – Asset servicing: Avoid a transaction reporting fine.
28 March 2019: Dario Crispini spoke to Louisa Chender at FOW – Goldman Sachs fined £34.3 million for reporting failures.
19 March 2019: David Nowell spoke to Hayley MCdowell at The Trade – UBS fined £27.6 million for MiFID reporting failures.
19 March 2019: Ian Rennie spoke to Louisa Chender at FOW – UBS slapped with £27.6 million fine for reporting flaws.
14 March 2019: David Nowell spoke to Thomas Helm at Practice Insight – Mifid II: UK firms start receiving FCA letters.
8 February 2019: Jonathan Lee spoke to Rebekah Tunstead at Bob’s Guide – Banks pressurize trading venues for SFTR filing clarity.
1 February 2019: Dario Crispini spoke to Rachel Wolcott at Thomson Reuters – Workload to prepare transaction reporting for Brexit is equivalent to MiFID II go live.
29 January 2019: Jonathan Lee spoke to Sharon Kimathi at Practice Insight – SFTR: banks anxious about delegated reporting.
14 January 2019: David Nowell contributed an article for Global Risk Regulatory – Issues remain one year on from MiFIR transaction reporting going live.
11 January 2019: Jonathan Lee spoke to Olly Jackson at International Financial Law Review – SFTR: market sill needs critical data.
3 January 2019: David Nowell spoke to Louisa Chender at FOW – Mifid II reporting issues linger one year on.
