This January marked the three year anniversary of MiFID II’s implementation, a complex piece of regulation meant to enhance investor protection. During the past three years, the industry has been sharing best practices on how to overcome MiFID II implementation challenges, resulting in some positive changes. However, when it comes to transaction reporting, challenges remain with firms still grappling to adopt the right regulatory reporting process; to put in place the right controls to correctly meet obligations.
Kaizen’s CEO Dario Crispini joins a line up of speakers including Tom Soden, the new head of the FCA Markets Reporting Team (Dario’s former job!), at the Investing and Saving Alliance’s (TISA) Transaction Reporting Virtual Forum.
When: Thursday 29 April
Time: 9.30-12.30am BST
Hear about the latest regulatory developments and expectations and get an insight on how to counter reporting risks and overcome all remaining challenges and obstacles that the industry faces.
- Find out more and book on the TISA website.