In the news: Alan McIntyre on SEC Part 43 go-live

The second phase of the US Securities Based Swap Reporting (SBSR) took effect on 14 February 2022.  Kaizen’s Senior Regulatory Reporting Specialist, Alan McIntyre spoke to Global Investor Group.

“The purpose of Part 43 real-time reporting is to provide transparency on pricing to the market.  Firms must report ‘real-time’ pricing data almost immediately upon execution.”

“Firms are expected to backload every expired Security-Based Swap since 2010 before the third and final instalment of the SEC roll-out on April 14.”

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